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Home/Regulations/SR 11-7 — Federal Reserve / OCC Model Risk Management Guidance — Regulatory Reference
Regulatory Reference
Financial Services Federal (US) high

SR 11-7 — Federal Reserve / OCC Model Risk Management Guidance — Regulatory Reference

OCC/Fed AI model validation and audit requirements — agent registry and policy enforcement are the primary enforcement layer.

Key Provisions
  • Model definition — quantitative methods used for business decisions, including AI/ML
  • Model risk = development risk + implementation risk + use risk
  • Three pillars — model development and implementation, model use, model validation
  • Effective challenge — independent and competent review of models
How AutoPIL Enforces It
  • Agent registry implements the model inventory SR 11-7 requires
  • Audit chain supports independent validation by exposing every decision the model contributed to
  • Policy YAML versioning provides the change-control record SR 11-7 expects
Audit LogPolicy EngineAgent RegistryAlert RulesLineage
AutoPIL Policy IDs
FS-SR117-INV-001AI Agent Inventory as Model Inventory
FS-SR117-VAL-001Model Validation Evidence Chain
Official Sources
https://www.federalreserve.gov/supervisionreg/srletters/sr1107.htmhttps://www.occ.treas.gov/news-issuances/bulletins/2011/bulletin-2011-12.html

This page is a working reference and not a substitute for qualified legal review. Verify against official sources before use in compliance artifacts.

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